Continuing Education Outlines and Orientations

Before taking your Regulatory Element session, we encourage you to review the topics covered in the redesigned Regulatory Element Program. To familiarize yourself with the redesigned program content, please refer to the appropriate content outline.

You are also encouraged to familiarize yourself with the format and functions of the Continuing Education Program.

Outlines and Orientations

Programs Actions
S101: General Program for Series 7 Registered Persons View Outline
S106: Investment Company Products/Variable Contracts Representatives View Outline
S201: Registered Principals and Supervisors View Outline
S901: Operations Professionals View Outline

Try the abbreviated sample case, demonstrating Regulatory Element Programs, to gain familiarity with format/function: View Sample Case
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